WuXi Healthcare Forum 2019 - Huatai Securities Session

Huatai Securities Co.,Ltd (the "Company" or "HTSC") is a leading integrated securities group in China, with an extensive customer base, cutting-edge digital platforms and a highly collaborative full-service business model. The Company operates four principal business segments including wealth management business, institutional services business, investment management business and international business. It provides clients with a full range of securities and financial services and aims to become a leading integrated financial group with competitive domestic advantages and a global vision.

HTSC was established in May 1991. On February 26, 2010, the Company was listed on the Shanghai Stock Exchange under stock code 601688. On June 1, 2015, the Company's H Shares were listed on the Main Board of the Hong Kong Stock Exchange under stock code 6886. Over 28 years of operating history, HTSC has achieved its rapid growth by successfully capitalizing on the transformation and innovation opportunities of China's capital market and securities industry. In 2016, the Company acquired AssetMark, the third largest company in the TAMP industry (Turnkey Asset Management Platform) in the United States according to Cerulli Associates as of 2018 Q3 end, establishing its US presence and exploring further in the development of internationalization.

In 2017, HTSC achieved its total operating revenue and other income of RMB 21.11 billion and the profit of RMB 9.28 billion. With various major business indicators topping the Chinese securities industry, HTSC is better positioned in the market with increasing influence. The Company's wealth management APP "ZhangLe Fortune Path" has been improved and upgraded with multiple intelligent services and products leading the industry. According to third party agency statistics, the number of its average monthly active users continuously ranked the first among all the APPs of securities firms.